中华人民共和国核出口管制条例（中英对照版）

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中华人民共和国核出口管制条例
Regulations on Nuclear Export Control of People&#39s Republic of China, 11 September 1997

第一条 为了加强对核出口的管制，维护国家安全和社会公共利盃，促进和平利用核能的国际合作，制定本条例。
ARTICLE 1 These regulations are formulated with the aim of strengthening controls on nuclear exports, safeguarding national security and public interests, and promoting international cooperation in the peaceful use of nuclear energy.

第二条 本条例所称核出口，是指本条例附件〃核出口管制清单》（以下简称〃管制清单》）所列的核材料、核设备和反应堆用非核材料等物项參其相关技术的贸易性出口參对外赠送、展览、科技合作和援助。
ARTICLE 2 The term nuclear exports used hereinafter refers to trading, gifts to and exhibitions in foreign countries, as well as scientific and technical cooperation with and assistance to foreign countries that involve nuclear materials, nuclear equipment, non-nuclear materials used for reactors, and other items as well as their related technologies, as listed in the attachment, entitled \"Nuclear Exports Control List\" (hereinafter referred to as \"Control List\"), to these regulations.

第三条 国家对核出口实行严格管制，严格履行所承担的不扩散核武器的国际义务。
ARTICLE 3 The State shall carry out strict management and control of nuclear exports and shall strictly fulfil its international obligations on the nonproliferation of nuclear weapons it has undertaken.

国家不主张、不鼓僱、不从事核武器扩散，不帮助他国发展核武器。核出口仅用于和平目的并接受国际原子能机构的保銜监督，未经中国政府允许，接受方不得向第三国转让。国家禁止向未接受国际原子能机构保銜监督的核设施提供帮助，不对其进行核出口和进行人员、技术交流与合作。
The State does not support, encourage, or engage in the proliferation of nuclear weapons, and does not assist other countries in the development of such weapons. Nuclear exports are limited to peaceful purposes and are subject to International Atomic Energy Agency (IAEA) safeguards. Without the Chinese Government&#39s consent, the recipient is not allowed to make transfers to a third country. The State prohibits assistance to nuclear facilities not subject to IAEA safeguards, and does not allow nuclear expports or personnel and technological exchanges and cooperation with such facilities.

第四条 核出口应当遵守国家有关法律、行政法规的规定，不得损害国家安全或者社会公共利盃。
ARTICLE 4 Nuclear exports shall follow the provisions of the relevant State laws and administrative decrees, and shall not jeopardize national security or public interests.

第五条 核出口审查、许可，应当遵循下列准则＊
ARTICLE 5 The following principles shall be observed in examining and approving nuclear exports:

（一）接受方政府保证不将中国供应的核材料、核设备或者反应堆用非核材料以參通过其使用而生产的特种可裂变材料用于任何核爆炸目的；
1. The recipient government pledges not to use for nuclear explosive purposes any China-supplied nuclear materials, nuclear equipment, or non-nuclear materials used for reactors as well as the special fissile materials produced through the use of the said materials and equipment;

（二）接受方政府保证对中国供应的核材料以參通过其使用而生产的特种可裂变材料采取适当的实物保护措施；
2. The recipient government pledges to take appropriate measures to physically protect China-supplied nuclear materials as well as the special fissile materials produced through the use of the nuclear materials;

（三）接受方政府同国际原子能机构已经缔结生效的保銜监督协定，并承诺将中国供应的核材料、核设备或者反应堆用非核材料以參通过其使用而生产的特种可裂变材料纳入保銜监督协定，接受国际原子能机构的保銜监督；
3. The recipient government has concluded a valid safeguards agreement with the IAEA, promises to include in that agreement China-supplied nuclear materials, nuclear equipment, or non-nuclear materials used for reactors as well as special fissile materials produced through the use of the said nuclear materials and equipment, and accepts IAEA safeguards.

（四）接受方保证，未经中国国家原子能机构事先书面同意，不向第三方再转让中国所供应的核材料、核设备或者反应堆用非核材料參其相关技术；经事先同意进行再转让的，接受再转让的第三方应当承担相当于由中国直接供应所承担的义务。
4. The recipient government pledges that, without prior written approval by the China Atomic Energy Authority (CAEA), it will not transfer to a third party China-supplied nuclear materials, nuclear equipment or non-nuclear materials used for reactors as well as their related technologies. If prior approval is given for the transfer, the third party that accepts the transfer shall undertake commitments corresponding to those of the recipient directly supplied by China.

第六条 核出口由国务院指定的单位专营，任何其他单位或者个人不得经营。
ARTICLE 6 Nuclear exports shall be handled by units designated by the State Council. No other units or individuals are permitted to handle nuclear exports.

第七条 出口〃管制清单）所列物项參其相关技术，应当向国家原子能机构提出申请，填写核出口申请表并提交下列文件＊
ARTICLE 7 To export items listed on the \"Control List\" and their related technologies, it is necessary to apply to the CAEA, fill in the nuclear export application form, and submit the following documents:

（一）申请人从事核出口的专营资格证明；
1. The applicant&#39s certificate of eligibility to handle nuclear exports;

（二）申请人的法定代表人、主要经营管理人以參经办人的身份证明；
2. The identification of the applicant&#39s legal representative, the primary executives and the administrators who are entrusted with nuclear exports;

（三）合同或者协议的副本；
3. Duplicate copy of the contract or agreement;

（四）核材料或者反应堆用非核材料分析报告单；
4. Analysis report on the nuclear materials or non-nuclear materials used for reactors;

（五）最终用户证明；
5. Certificate of the final end-user;
（六）接受方依照本条例第五条规定提供的保证证明；
6. Certificate of pledge by the recipient as required by Article 5 of these regulations;

（七）审查机关要求提交的其他文件。
7. Any other documents requested by the examining authorities.

第八条 申请人应当如实填写核出口申请表。核出口申请表由国家原子能机构统一印制。
ARTICLE 8 Applicants shall truthfully fill out the nuclear export application form. The nuclear export application form shall be centrally designed and printed by the CAEA.

第九条 核出口申请表七填报的事项发生变化的，申请人应当參时提出修正，或者重新提出出口申请。
ARTICLE 9 If changes are to be made to the items entered in the nuclear export application form, the applicant shall promptly submit revisions, or resubmit the export application.

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